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Compliance Manager

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An exciting opportunity has arisen for a Compliance Manager seeking to advance their career in a dynamic and fast-paced environment

Our client is seeking a dedicated and experienced Compliance Assurance Manager to join their fast-growing team. This role offers an exciting opportunity to provide shared-services support within the financial services sector, promoting financial inclusion in the Philippines. As a Compliance Assurance Manager, you will be responsible for planning and conducting independent compliance assurance testing of identified risks. This position is perfect for individuals who thrive in a fast-paced and challenging environment, with ample opportunities for career growth.

  • Fast-growing start-up in the financial services sector
  • Opportunity to promote financial inclusion in the Philippines
  • Ample room for career growth

What you'll do:

As a Compliance Assurance Manager, your role will be pivotal in ensuring the smooth operation of our client's business units/functions/branches. You will take ownership of planning and implementing compliance assurance testing/review processes across various operational units. Your keen eye for detail will be crucial in identifying potential regulatory breaches and escalating them appropriately. Your ability to produce comprehensive monitoring reports will ensure transparency and accountability within the organisation. With your guidance, the company will navigate through complex regulatory landscapes with ease.

  • Plan and implement compliance assurance testing/review of operational units and branches
  • Ensure compliance with applicable laws, regulations, and standards of internal and external regulators
  • Conduct compliance testing and reviews, tracking identified gaps until closed
  • Escalate regulatory breaches to senior management for rectification
  • Produce monitoring reports relevant to compliance assurance testing, monitoring, and review
  • Provide recommendations on addressing identified gaps
  • Manage the production, delivery, and completion of compliance monitoring plans
  • Prepare compliance assurance testing/review reports and presentations
  • Stay updated on relevant laws, rules, and regulations
  • Test adequacy of controls within the business and identify potential and actual breaches

What you bring:

The ideal candidate for this Compliance Assurance Manager role brings integrity, flexibility, strong interpersonal skills, and a high level of motivation. You are a self-starter with a proven track record of working collaboratively within teams and delivering on time, even with minimal supervision. Your experience in compliance, regulatory compliance, audit or risk management in a universal, commercial or thrift bank will be invaluable in this role. Your proficiency in financial regulations and your ability to articulate business and regulatory implications of analysis and findings will be key to your success.

  • Integrity, flexibility, and strong interpersonal skills
  • Highly motivated self-starter with proven ability to work collaboratively within teams
  • At least three years of experience in compliance, regulatory compliance, audit or risk management in a universal, commercial or thrift bank
  • Proficiency in financial regulations including those issued by the BSP and SEC
  • At least three years of experience in compliance testing, compliance review or internal audit
  • Experience in IT audit is a plus
  • Excellent knowledge of banking operations in a similar business position
  • Ability to support decisions with sound reasoning; ability to clearly articulate business and regulatory implications of analysis and findings
  • Fluency in English

What sets this company apart:

Our client is a fast-growing start-up in the financial services sector, driven by successful and seasoned individuals who are passionate about promoting financial inclusion in the Philippines. They offer an exciting and challenging work environment where you can grow your career while making a real impact. Their commitment to integrity, flexibility, and collaboration makes them an employer of choice for professionals seeking a rewarding career in compliance assurance.

What's next:

Ready to take the next step in your career? Apply now!

Apply today by clicking on the link!

Due to the high volume of applications we are experiencing, our team will only be in touch with you if your application is shortlisted.

Contract Type: FULL_TIME

Specialism: Banking & Financial Services

Focus: Compliance

Industry: Banking

Salary: Negotiable

Workplace Type: Hybrid

Experience Level: Senior Management

Location: Taguig

Job Reference: UNF1ZJ-D62CD664

Date posted: 10 June 2024

Consultant: Jerald Yamat

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