Deputy CCO = VP of Regulatory Compliance

An exceptional opportunity awaits for an experienced professional to join a leading financial technology organisation as Vice President of Regulatory Compliance. This pivotal role offers the chance to shape and influence the regulatory landscape within a highly respected, rapidly growing business that is committed to responsible innovation and operational excellence.

The successful candidate will play a crucial part in ensuring the organisation’s ongoing adherence to evolving local and international regulations, while fostering a culture of integrity, transparency, and collaboration across all levels. With flexible working opportunities, access to comprehensive training programmes, and a supportive leadership team, this position provides the ideal platform for you to make a significant impact on both the company and the wider industry.

What you'll do:

As Vice President of Regulatory Compliance, you will be entrusted with safeguarding the organisation’s integrity by ensuring that every aspect of its operations meets or exceeds regulatory expectations. Your day-to-day activities will involve close collaboration with various departments to interpret complex regulations, develop practical solutions for compliance challenges, and nurture a culture where ethical conduct is second nature. You will serve as a trusted advisor to senior management, providing insights that shape strategic decisions while also acting as the main point of contact for external regulators. Success in this role requires not only technical expertise but also excellent interpersonal skills to build strong relationships across the business. By championing best practices in governance and risk management, you will help drive sustainable growth while protecting the interests of customers, partners, and stakeholders alike.

• Act as the primary liaison with regulatory authorities (e.g., BSP, SEC), managing all communications, facilitating audits, and ensuring timely and effective responses to inquiries and inspections.

• Collaborate closely with internal teams to provide expert guidance on evolving regulations, fostering a proactive and organization-wide culture of compliance and ethical conduct.

• Develop and deliver compliance training programs tailored to various business units, ensuring all employees understand their responsibilities and the implications of non-compliance.

• Generate regular reports for executive management detailing compliance trends, audit results, key risk indicators, and progress against regulatory initiatives.

• Lead periodic risk assessments and gap analyses to identify potential vulnerabilities, advising senior leadership on corrective actions and compliance strategy enhancements.

• Monitor and interpret changes in financial regulations and industry standards, translating them into practical updates to internal policies and procedures.

• Oversee the development, implementation, and continuous improvement of compliance policies and procedures to ensure full alignment with BSP, SEC, and other applicable regulatory requirements.

• Partner with cross-functional stakeholders—including Legal, Risk, Operations, and IT—to integrate compliance controls into daily business processes and strategic initiatives.

• Support internal investigations related to compliance breaches or concerns, ensuring accurate documentation, root cause analysis, and timely resolution in line with legal standards.

What you bring:

The ideal candidate for Vice President of Regulatory Compliance brings deep expertise gained from extensive interaction with BSP and SEC regulators over many years. Your background includes significant time spent navigating complex regulatory environments within financial institutions or fintech companies. You possess not only technical proficiency but also outstanding interpersonal abilities that enable you to communicate effectively with colleagues at every level. Your approach is grounded in empathy, dependability, and a genuine desire to support others in understanding their responsibilities under the law. You have demonstrated success in developing practical solutions that balance commercial objectives with rigorous compliance requirements. Your commitment to continuous learning ensures you remain up-to-date on industry trends while sharing valuable insights with your team. Above all, your integrity inspires trust among peers and regulators alike.

• A collaborative approach that encourages teamwork while maintaining high ethical standards across all business activities.

• A minimum of 10 years’ proven track record in regulatory compliance roles within banking, fintech, or related industries is required.

• Commitment to ongoing professional development through participation in industry forums or completion of relevant certifications such as CAMS or CRCM.

• Demonstrated ability to interpret complex legislation and translate it into actionable policies that are easily understood by non-specialists.

• Exceptional communication skills enabling you to explain intricate regulatory concepts clearly to diverse audiences at all organisational levels.

• Experience designing and delivering effective training programmes on compliance topics tailored for different functional groups within an organisation.

• Extensive experience engaging with BSP (Bangko Sentral ng Pilipinas) and SEC (Securities and Exchange Commission) regulators within the financial services sector is essential for this role.

• Proven capability in building positive relationships with both internal stakeholders and external regulatory bodies through empathy and professionalism.

• Strong analytical mindset with a keen eye for detail when assessing risks or reviewing documentation related to compliance matters.

What sets this company apart:

This organisation stands out as a leader in digital financial services by prioritising customer trust, operational transparency, and employee well-being. With a strong focus on inclusivity and shared success, employees benefit from flexible working arrangements that accommodate diverse lifestyles alongside generous pension contributions designed for long-term security. The company invests heavily in training opportunities so that every team member can expand their knowledge base while advancing their career goals. A supportive leadership style fosters open communication across departments—ensuring everyone feels heard, respected, and empowered to contribute ideas that drive meaningful change. By joining this forward-thinking team, you become part of an environment where collaboration is celebrated and individual achievements are recognised as vital components of collective progress.

What's next:

If you are ready to take your career in regulatory compliance to new heights within an inclusive environment that values your expertise—this is your moment!

Apply today by clicking on the link provided below; we look forward to connecting with talented professionals who share our passion for excellence.

Due to the high volume of applications we are experiencing, our team will only be in touch with you if your application is shortlisted.