VP, Risk and Compliance Principal - Investment Firm

An exceptional opportunity has arisen for a Risk and Compliance Principal to join a highly respected financial institution based in Makati. This pivotal role is designed for an experienced professional who thrives on supporting executive leadership and shaping the organisation’s approach to risk management and compliance.

You will play a crucial part in upholding the highest standards of governance, ensuring that all regulatory requirements are met, and fostering a culture of integrity across the business. The organisation offers a collaborative environment where your expertise will be valued, and you will have the chance to influence key decisions at both local and group levels. With a strong commitment to professional development, flexible working opportunities, and a supportive team ethos, this is an ideal position for someone looking to make a significant impact while enjoying excellent work-life balance.

What you'll do:

As Risk and Compliance Principal, you will be entrusted with safeguarding the organisation’s reputation by ensuring rigorous adherence to both internal governance frameworks and external regulatory requirements. Your day-to-day responsibilities will involve collaborating closely with senior leaders across multiple departments to develop effective risk mitigation strategies. You will oversee the implementation of critical policies relating to operational risk assessment while providing insightful feedback on assurance reports prepared by external auditors. By managing complex compliance monitoring programmes and acting as a key liaison between local teams and group-level stakeholders, you will help foster an environment where transparency, accountability, and ethical conduct are paramount. Your ability to interpret evolving regulations will enable you to offer timely advice that supports informed decision-making at every level of the business. Through your efforts in conducting induction sessions on compliance matters and overseeing personal dealing activities within the organisation, you will contribute significantly to building a resilient culture rooted in trust.

• Attend to regulatory issues related to risk management by liaising with industry bodies and staying current with relevant regulatory developments.

• Collaborate with local teams and group-level stakeholders to address group-wide risk-related requirements and ensure alignment across the organisation.

• Formulate, review, and implement risk-related policies and procedures in accordance with internal governance frameworks and statutory obligations.

• Implement a robust compliance monitoring programme to ensure all risk-related activities are documented and reported per regulatory and internal policy standards.

• Influence the development of a strong risk management culture by participating in executive-level meetings and cross-functional forums.

• Provide constructive feedback on Assurance Reports on Controls prepared by external auditors (e.g., ISAE 3402) to improve risk and control environments.

• Review internal risk and control self-assessment (RCSA) reports to validate that operational risks across departments are appropriately identified and mitigated.

• Support departments in identifying, measuring, and monitoring financial, operational, credit, market, and liquidity risks, particularly in trust products and services.

What you bring:

To excel as Risk and Compliance Principal, you will bring extensive experience gained over more than ten years within risk management or compliance functions—ideally within trust banking or broader financial services. Your background should include direct involvement with executive stakeholders at board or committee level where your insights have shaped strategic decisions. A deep understanding of BSP compliance is essential; familiarity with international assurance standards further strengthens your profile. Your proven ability to formulate robust policies that align with both internal frameworks and statutory obligations sets you apart as someone who can navigate complexity while maintaining clarity. Analytical acumen allows you to assess operational risks comprehensively across diverse teams while your communication skills ensure that findings are clearly articulated at all levels. Experience administering anti-money laundering protocols alongside data privacy responsibilities highlights your adaptability when managing sensitive issues. Above all else, your collaborative approach fosters positive relationships throughout the organisation—enabling shared success.

• A minimum of ten years’ experience in risk management or compliance roles within financial services or trust banking environments is essential for success in this position.

• Ability to administer anti-money laundering protocols alongside data privacy responsibilities demonstrates versatility in handling sensitive matters.

• A collaborative mindset combined with empathy towards colleagues ensures successful teamwork when addressing group-wide requirements.

• Comprehensive knowledge of BSP (Bangko Sentral ng Pilipinas) compliance requirements is necessary for navigating complex regulatory landscapes.

• Demonstrated exposure to managing relationships with executive stakeholders at board or committee level is required for effective collaboration across the organisation.

• Excellent communication abilities are needed for preparing clear reports on key operational risks as well as delivering induction sessions on compliance topics.

• Experience working within trust banking or finance sectors is highly desirable for understanding specific industry challenges.

• Familiarity with international assurance standards such as ISAE 3402 is advantageous when reviewing external audit findings related to controls.

• Proven track record in formulating policies aligned with both internal governance frameworks and statutory obligations is vital for maintaining high standards of compliance.

• Strong analytical skills enabling you to review detailed operational risk assessments across multiple departments are important for identifying potential vulnerabilities.

What sets this company apart:

This organisation stands out for its unwavering commitment to ethical conduct, transparency, and continuous improvement within the financial sector. Employees benefit from an inclusive culture where every voice is heard—creating an environment that values cooperation over competition. Flexible working opportunities support work-life balance while ongoing training initiatives empower staff at every stage of their career journey. The company’s dedication to nurturing talent means you’ll have access to resources that encourage personal growth alongside professional achievement. With a focus on responsible business practices guided by knowledgeable leadership teams who genuinely care about employee wellbeing, this is an employer where you can build lasting connections while making meaningful contributions every day.

What's next:

If you are ready to take your career in risk management and compliance to new heights within a supportive environment that values your expertise—this is your moment!

Apply today by clicking on the link provided—your next rewarding challenge awaits.

Due to the high volume of applications we are experiencing, our team will only be in touch with you if your application is shortlisted.