Risk and Compliance Associate

A Risk and Compliance Associate role within a regulated financial services organization in the Philippines, supporting non‑financial risk and compliance programs. The position focuses on monitoring regulatory adherence, conducting risk assessments, supporting audits, preparing compliance reports, and working closely with business teams to strengthen internal controls, governance, and compliance frameworks in a structured, collaborative environment.

What you'll do:

As a Risk and Compliance Associate, you will play a pivotal role in safeguarding the organisation’s reputation by ensuring all operations align with regulatory requirements and internal standards. Your day-to-day responsibilities will involve monitoring activities for compliance breaches, supporting the enhancement of risk frameworks, conducting comprehensive assessments, preparing insightful reports for leadership teams, delivering engaging training sessions on compliance matters, collaborating with colleagues across departments to resolve issues efficiently, participating in audit processes, staying abreast of regulatory developments, responding professionally to external inquiries from regulators or auditors, and actively contributing to a positive team culture. Success in this role will require you to demonstrate exceptional attention to detail while maintaining open lines of communication with both internal stakeholders and external parties. Your ability to work collaboratively within a supportive environment will be key as you help drive continuous improvement in risk management practices.

• Monitor organisational activities to ensure strict adherence to internal policies, external regulations, and industry best practices at all times.
• Assist in the development, implementation, and ongoing improvement of risk management frameworks and compliance programmes across various business units.
• Conduct thorough risk assessments by identifying potential threats, evaluating existing controls, and recommending enhancements to mitigate identified risks effectively.
• Prepare detailed reports on compliance findings, risk exposures, and mitigation strategies for presentation to senior management and relevant stakeholders.
• Support the delivery of regular training sessions aimed at increasing awareness of compliance requirements and fostering a culture of integrity throughout the organisation.
• Collaborate closely with cross-functional teams to address compliance issues promptly and ensure consistent application of policies across departments.
• Participate in internal audits by gathering documentation, analysing processes, and assisting with follow-up actions to resolve any areas of concern.
• Stay updated on changes in relevant laws, regulations, and industry standards to proactively adjust company policies as needed.
• Respond promptly to queries from regulators or auditors by providing accurate information and supporting documentation as required.
• Contribute positively to team initiatives by sharing knowledge, supporting colleagues, and promoting best practices in risk management.

What you bring:

To excel as a Risk and Compliance Associate, you will bring proven experience from similar roles within financial services or regulated environments where attention to detail was paramount. Your background should include familiarity with both local regulations and broader international standards affecting risk management. You will possess excellent interpersonal skills that allow you to communicate complex concepts clearly while building trust-based relationships across diverse teams. Analytical thinking is second nature for you; you thrive when tasked with evaluating risks or developing practical recommendations that enhance operational resilience. Proficiency in report writing using standard office software is essential for documenting findings comprehensively. Your collaborative mindset means you enjoy working closely with others—sharing insights freely while supporting collective goals. Integrity forms the foundation of your professional ethos; you consistently act ethically even under pressure. Adaptability enables you to respond constructively when faced with new challenges or evolving regulatory landscapes. Experience facilitating training sessions on compliance matters would further strengthen your candidacy but is not strictly required. Above all else, your enthusiasm for continuous learning ensures that you remain at the forefront of best practices within this ever-evolving discipline.

• Demonstrated experience in risk management or compliance roles within financial services or related industries is essential for success in this position.
• A solid understanding of local regulatory requirements as well as international standards governing risk and compliance is highly desirable.
• Excellent interpersonal skills with the ability to communicate complex information clearly and sensitively across all levels of the organisation are required.
• Strong analytical abilities enabling you to assess risks accurately and recommend practical solutions tailored to specific business needs are important assets.
• Proficiency in preparing detailed reports using Microsoft Office applications such as Word, Excel, and PowerPoint is expected for effective documentation purposes.
• A collaborative approach combined with a willingness to share knowledge openly with colleagues contributes greatly to team success.
• High levels of integrity coupled with a commitment to ethical conduct underpin every aspect of your work in this field.
• Adaptability when faced with changing regulations or shifting priorities ensures continued effectiveness within the role.
• Experience supporting or delivering training sessions on compliance topics would be advantageous but not mandatory for consideration.
• A proactive attitude towards personal development through participation in ongoing training opportunities reflects your dedication to excellence.

What sets this company apart:

What's next:

If you are ready to take the next step in your career as a Risk and Compliance Associate within an inclusive environment that values your expertise—apply now!

Apply today by clicking on the link provided below.

Due to the high volume of applications we are experiencing, our team will only be in touch with you if your application is shortlisted.